Self-regulatory organizations

Results: 6954



#Item
411Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Economy of the United States / Financial analyst / Securities Exchange Act / Business / Self-regulatory organizations / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMarch 23, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a P

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:38:50
412Financial economics / Economy of the United States / Self-regulatory organizations / Investment / 73rd United States Congress / Securities Exchange Act / Regulation NMS / Direct Edge / Financial Industry Regulatory Authority / Financial markets / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 14, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:26
413Financial markets / Investment / Options / Contract law / Futures contract / Short / Securities Exchange Act / International Securities Exchange / Binary option / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEARCAMarch 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:33:06
414Investment / Financial markets / Order / Chicago Board Options Exchange / Auction / Algorithmic trading / Stock market / Business / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2April 13, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-13 15:22:06
415Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / Security / Securities Exchange Act / Asset-backed security / Rule 144A / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 16, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Ame

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-16 14:33:28
416Financial economics / United States Securities and Exchange Commission / Economy of the United States / Investment / Consolidated Tape Association / Securities Exchange Act / Direct Edge / Regulation NMS / U.S. Securities and Exchange Commission / Financial markets / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 13, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-13 15:21:52
417Economy of the United States / Securities Exchange Act / Chicago Board Options Exchange / Financial economics / Financial regulation / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION Release No; File No. SR-CBOEApril 6, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness o

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-06 16:43:31
418Investment / Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Chicago Board Options Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Option / Futures contract / Financial economics / Finance / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2April 13, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-13 15:22:12
419Economy of the United States / Self-regulatory organizations / United States / Financial economics / Philadelphia Stock Exchange / NASDAQ / Securities Exchange Act / Stock exchange / Securities Act / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SR-PhlxPage 27 of 40 EXHIBIT 5 New text is underlined; deleted text is bracketed.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:20:46
420Economy of the United States / Stock market / Financial economics / Securities Exchange Act / Investment / NASDAQ / U.S. Securities and Exchange Commission / Stock exchange / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 2, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:15:38
UPDATE